上證發〔2023〕45號
各市場參與人:
為了規范上(shang)(shang)(shang)(shang)海(hai)(hai)證(zheng)(zheng)券(quan)交易所(suo)(以下(xia)簡稱本(ben)所(suo))上(shang)(shang)(shang)(shang)市(shi)(shi)保(bao)(bao)薦(jian)書(shu)的(de)(de)編制(zhi)和報送行(xing)(xing)(xing)為,加強證(zheng)(zheng)券(quan)發(fa)行(xing)(xing)(xing)上(shang)(shang)(shang)(shang)市(shi)(shi)、轉板(ban)的(de)(de)信息披(pi)露,提(ti)高(gao)保(bao)(bao)薦(jian)人(ren)及其保(bao)(bao)薦(jian)代(dai)表人(ren)的(de)(de)執業水準,根據《上(shang)(shang)(shang)(shang)海(hai)(hai)證(zheng)(zheng)券(quan)交易所(suo)股票發(fa)行(xing)(xing)(xing)上(shang)(shang)(shang)(shang)市(shi)(shi)審(shen)(shen)核規則(ze)》《上(shang)(shang)(shang)(shang)海(hai)(hai)證(zheng)(zheng)券(quan)交易所(suo)上(shang)(shang)(shang)(shang)市(shi)(shi)公(gong)司證(zheng)(zheng)券(quan)發(fa)行(xing)(xing)(xing)上(shang)(shang)(shang)(shang)市(shi)(shi)審(shen)(shen)核規則(ze)》《北京證(zheng)(zheng)券(quan)交易所(suo)上(shang)(shang)(shang)(shang)市(shi)(shi)公(gong)司向上(shang)(shang)(shang)(shang)海(hai)(hai)證(zheng)(zheng)券(quan)交易所(suo)科創(chuang)(chuang)板(ban)轉板(ban)辦法(試行(xing)(xing)(xing))》等(deng)規定,本(ben)所(suo)制(zhi)定了《上(shang)(shang)(shang)(shang)海(hai)(hai)證(zheng)(zheng)券(quan)交易所(suo)發(fa)行(xing)(xing)(xing)上(shang)(shang)(shang)(shang)市(shi)(shi)審(shen)(shen)核規則(ze)適(shi)用(yong)指引(yin)第(di)2號(hao)(hao)(hao)——上(shang)(shang)(shang)(shang)市(shi)(shi)保(bao)(bao)薦(jian)書(shu)內(nei)容與(yu)格式(shi)》(詳見附件),現予以發(fa)布(bu),并自發(fa)布(bu)之日起施行(xing)(xing)(xing)。本(ben)所(suo)于2019年3月1日發(fa)布(bu)的(de)(de)《關于發(fa)布(bu)〈上(shang)(shang)(shang)(shang)海(hai)(hai)證(zheng)(zheng)券(quan)交易所(suo)科創(chuang)(chuang)板(ban)上(shang)(shang)(shang)(shang)市(shi)(shi)保(bao)(bao)薦(jian)書(shu)內(nei)容與(yu)格式(shi)指引(yin)〉的(de)(de)通知(zhi)》(上(shang)(shang)(shang)(shang)證(zheng)(zheng)發(fa)〔2019〕24號(hao)(hao)(hao))、2021年7月23日發(fa)布(bu)的(de)(de)《關于發(fa)布(bu)〈上(shang)(shang)(shang)(shang)海(hai)(hai)證(zheng)(zheng)券(quan)交易所(suo)科創(chuang)(chuang)板(ban)發(fa)行(xing)(xing)(xing)上(shang)(shang)(shang)(shang)市(shi)(shi)審(shen)(shen)核規則(ze)適(shi)用(yong)指引(yin)第(di)5號(hao)(hao)(hao)——轉板(ban)上(shang)(shang)(shang)(shang)市(shi)(shi)保(bao)(bao)薦(jian)書(shu)〉的(de)(de)通知(zhi)》(上(shang)(shang)(shang)(shang)證(zheng)(zheng)發(fa)〔2021〕59號(hao)(hao)(hao))同時廢止。
特此通知。
附件:
1.上海證券交易所發行上市審核規則適用指引第2號——上市保薦書內容與格式
2.《上海證券交易所發行上市審核規則適用指引第2號——上市保薦書內容與格式》起草說明
上海證券交易所
二(er)〇二(er)三年二(er)月十七日(ri)