上證發〔2023〕34號
各市場參與人:
為了落實(shi)黨中(zhong)央、國務(wu)院關(guan)于(yu)全面實(shi)行(xing)股(gu)(gu)票發(fa)(fa)(fa)(fa)行(xing)注(zhu)冊(ce)制的決策部署,規范上(shang)市(shi)公(gong)(gong)司(si)(si)證券(quan)(quan)發(fa)(fa)(fa)(fa)行(xing)與承(cheng)(cheng)(cheng)銷活動,根據《證券(quan)(quan)發(fa)(fa)(fa)(fa)行(xing)與承(cheng)(cheng)(cheng)銷管理辦(ban)法》《上(shang)市(shi)公(gong)(gong)司(si)(si)證券(quan)(quan)發(fa)(fa)(fa)(fa)行(xing)注(zhu)冊(ce)管理辦(ban)法》《優先(xian)股(gu)(gu)試點管理辦(ban)法》等(deng)有(you)(you)關(guan)規定(ding),上(shang)海(hai)(hai)證券(quan)(quan)交易所(以下簡稱(cheng)本所)制定(ding)了《上(shang)海(hai)(hai)證券(quan)(quan)交易所上(shang)市(shi)公(gong)(gong)司(si)(si)證券(quan)(quan)發(fa)(fa)(fa)(fa)行(xing)與承(cheng)(cheng)(cheng)銷業務(wu)實(shi)施(shi)(shi)細(xi)則》(詳見(jian)附件(jian)),經中(zhong)國證監會批(pi)準,現(xian)予以發(fa)(fa)(fa)(fa)布,并(bing)自發(fa)(fa)(fa)(fa)布之日起施(shi)(shi)行(xing)。本所于(yu)2020年(nian)7月3日發(fa)(fa)(fa)(fa)布的《關(guan)于(yu)發(fa)(fa)(fa)(fa)布〈上(shang)海(hai)(hai)證券(quan)(quan)交易所科(ke)(ke)創板上(shang)市(shi)公(gong)(gong)司(si)(si)證券(quan)(quan)發(fa)(fa)(fa)(fa)行(xing)承(cheng)(cheng)(cheng)銷實(shi)施(shi)(shi)細(xi)則〉的通(tong)知》(上(shang)證發(fa)(fa)(fa)(fa)〔2020〕51號)同時(shi)廢止(zhi)。為做好相關(guan)工作銜接,現(xian)就有(you)(you)關(guan)事項通(tong)知如下:主(zhu)板、科(ke)(ke)創板上(shang)市(shi)公(gong)(gong)司(si)(si)發(fa)(fa)(fa)(fa)行(xing)證券(quan)(quan),已啟動發(fa)(fa)(fa)(fa)行(xing)、尚未上(shang)市(shi)的,按照已披露的公(gong)(gong)告繼續開展發(fa)(fa)(fa)(fa)行(xing)承(cheng)(cheng)(cheng)銷工作;尚未啟動的,適用本規則。
特此通知。
附件:
2.《上海證券交易所上市公司證券發行與承銷業務實施細則》起草說明
上海證券交易所
二(er)〇二(er)三(san)年二(er)月十七日