上證公告〔2023〕5號
各市場參與人:
為了保(bao)障全(quan)面實(shi)行(xing)(xing)(xing)股(gu)票(piao)發(fa)行(xing)(xing)(xing)注冊制的順利開(kai)展,規(gui)范上(shang)(shang)(shang)(shang)海(hai)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)交(jiao)(jiao)(jiao)易(yi)所(suo)(suo)(suo)(suo)(以下(xia)簡稱本所(suo)(suo)(suo)(suo))主板和(he)科(ke)創(chuang)板股(gu)票(piao)發(fa)行(xing)(xing)(xing)上(shang)(shang)(shang)(shang)市(shi)(shi)審(shen)核(he)、發(fa)行(xing)(xing)(xing)承(cheng)銷(xiao)、持續監管和(he)交(jiao)(jiao)(jiao)易(yi)組織及監管等活(huo)動,維護市(shi)(shi)場秩序,保(bao)護投資(zi)者(zhe)合(he)法權益,本所(suo)(suo)(suo)(suo)起草(cao)了《上(shang)(shang)(shang)(shang)海(hai)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)交(jiao)(jiao)(jiao)易(yi)所(suo)(suo)(suo)(suo)股(gu)票(piao)發(fa)行(xing)(xing)(xing)上(shang)(shang)(shang)(shang)市(shi)(shi)審(shen)核(he)規(gui)則(ze)(ze)(ze)(ze)(征(zheng)求意見(jian)稿)》《上(shang)(shang)(shang)(shang)海(hai)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)交(jiao)(jiao)(jiao)易(yi)所(suo)(suo)(suo)(suo)上(shang)(shang)(shang)(shang)市(shi)(shi)公(gong)(gong)司證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)發(fa)行(xing)(xing)(xing)上(shang)(shang)(shang)(shang)市(shi)(shi)審(shen)核(he)規(gui)則(ze)(ze)(ze)(ze)(征(zheng)求意見(jian)稿)》《上(shang)(shang)(shang)(shang)海(hai)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)交(jiao)(jiao)(jiao)易(yi)所(suo)(suo)(suo)(suo)上(shang)(shang)(shang)(shang)市(shi)(shi)公(gong)(gong)司重大(da)資(zi)產(chan)重組審(shen)核(he)規(gui)則(ze)(ze)(ze)(ze)(征(zheng)求意見(jian)稿)》《上(shang)(shang)(shang)(shang)海(hai)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)交(jiao)(jiao)(jiao)易(yi)所(suo)(suo)(suo)(suo)首次公(gong)(gong)開(kai)發(fa)行(xing)(xing)(xing)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)發(fa)行(xing)(xing)(xing)與承(cheng)銷(xiao)業(ye)務實(shi)施(shi)細(xi)則(ze)(ze)(ze)(ze)(征(zheng)求意見(jian)稿)》,并對《上(shang)(shang)(shang)(shang)海(hai)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)交(jiao)(jiao)(jiao)易(yi)所(suo)(suo)(suo)(suo)優先股(gu)試(shi)點(dian)業(ye)務實(shi)施(shi)細(xi)則(ze)(ze)(ze)(ze)》《上(shang)(shang)(shang)(shang)海(hai)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)交(jiao)(jiao)(jiao)易(yi)所(suo)(suo)(suo)(suo)股(gu)票(piao)上(shang)(shang)(shang)(shang)市(shi)(shi)規(gui)則(ze)(ze)(ze)(ze)》《上(shang)(shang)(shang)(shang)海(hai)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)交(jiao)(jiao)(jiao)易(yi)所(suo)(suo)(suo)(suo)交(jiao)(jiao)(jiao)易(yi)規(gui)則(ze)(ze)(ze)(ze)》《上(shang)(shang)(shang)(shang)海(hai)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)交(jiao)(jiao)(jiao)易(yi)所(suo)(suo)(suo)(suo)融資(zi)融券(quan)(quan)(quan)(quan)(quan)交(jiao)(jiao)(jiao)易(yi)實(shi)施(shi)細(xi)則(ze)(ze)(ze)(ze)》《上(shang)(shang)(shang)(shang)海(hai)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)交(jiao)(jiao)(jiao)易(yi)所(suo)(suo)(suo)(suo)轉融通證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)出借交(jiao)(jiao)(jiao)易(yi)實(shi)施(shi)辦法(試(shi)行(xing)(xing)(xing))》進行(xing)(xing)(xing)了修訂(詳(xiang)見(jian)附件(jian))。現就(jiu)上(shang)(shang)(shang)(shang)述9項(xiang)規(gui)則(ze)(ze)(ze)(ze)向社會公(gong)(gong)開(kai)征(zheng)求意見(jian)。意見(jian)反饋截止時間為2023年2月(yue)8日。
有關意見或建議可通過下列兩種方式提出:一是登錄本所官方網站(網址://brewery-equipment.cn),進入“規則”欄目下的“公開征求意見”專欄(lan)提出;二(er)是以書面形式反饋至本(ben)所(suo),通信地址:上海市浦東新區楊高南(nan)路(lu)388號上海證券交易所(suo)法律事務(wu)部,郵政編碼(ma):200127。
特此通知。
附件:
2.《上海證券交易所股票發行上市審核規則(征求意見稿)》起草說明
3.上海證券交易所上市公司證券發行上市審核規則(征求意見稿)
4.《上海證券交易所上市公司證券發行上市審核規則(征求意見稿)》起草說明
5.上海證券交易所上市公司重大資產重組審核規則(征求意見稿)
6.《上海證券交易所上市公司重大資產重組審核規則(征求意見稿)》起草說明
7.上海證券交易所首次公開發行證券發行與承銷業務實施細則(征求意見稿)
8.《上海證券交易所首次公開發行證券發行與承銷業務實施細則(征求意見稿)》起草說明
10.《上海證券交易所優先股試點業務實施細則(征求意見稿)》起草說明
16.《上海證券交易所融資融券交易實施細則(征求意見稿)》起草說明
17.上海證券交易所轉融通證券出借交易實施辦法(試行)(征求意見稿)
18.《上海證券交易所轉融通證券出借交易實施辦法(試行)(征求意見稿)》起草說明
上海證券交易所
二〇二三年二月一日