上證(zheng)公告〔2024〕14號

　　根(gen)據《上(shang)(shang)海(hai)證(zheng)(zheng)券交易(yi)所股(gu)(gu)票期權試點做市商業務指引》的(de)相關規定，上(shang)(shang)海(hai)證(zheng)(zheng)券交易(yi)所上(shang)(shang)證(zheng)(zheng)50ETF期權主做市商在2024年2月21日(ri)至2024年3月20日(ri)期間的(de)評(ping)價(jia)情(qing)況如下：東方證(zheng)(zheng)券股(gu)(gu)份(fen)(fen)有(you)(you)(you)(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、廣發(fa)證(zheng)(zheng)券股(gu)(gu)份(fen)(fen)有(you)(you)(you)(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、國(guo)(guo)(guo)泰君(jun)安證(zheng)(zheng)券股(gu)(gu)份(fen)(fen)有(you)(you)(you)(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、華(hua)泰證(zheng)(zheng)券股(gu)(gu)份(fen)(fen)有(you)(you)(you)(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、申萬(wan)宏源(yuan)證(zheng)(zheng)券有(you)(you)(you)(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、招商證(zheng)(zheng)券股(gu)(gu)份(fen)(fen)有(you)(you)(you)(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、中(zhong)(zhong)泰證(zheng)(zheng)券股(gu)(gu)份(fen)(fen)有(you)(you)(you)(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、中(zhong)(zhong)信建投(tou)證(zheng)(zheng)券股(gu)(gu)份(fen)(fen)有(you)(you)(you)(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、中(zhong)(zhong)信中(zhong)(zhong)證(zheng)(zheng)資(zi)本管(guan)理(li)有(you)(you)(you)(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、中(zhong)(zhong)信證(zheng)(zheng)券股(gu)(gu)份(fen)(fen)有(you)(you)(you)(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)的(de)評(ping)價(jia)結果為AA；長江(jiang)證(zheng)(zheng)券股(gu)(gu)份(fen)(fen)有(you)(you)(you)(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、光大證(zheng)(zheng)券股(gu)(gu)份(fen)(fen)有(you)(you)(you)(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、國(guo)(guo)(guo)泰君(jun)安風險(xian)管(guan)理(li)有(you)(you)(you)(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、國(guo)(guo)(guo)信證(zheng)(zheng)券股(gu)(gu)份(fen)(fen)有(you)(you)(you)(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、上(shang)(shang)海(hai)海(hai)通(tong)(tong)資(zi)源(yuan)管(guan)理(li)有(you)(you)(you)(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、海(hai)通(tong)(tong)證(zheng)(zheng)券股(gu)(gu)份(fen)(fen)有(you)(you)(you)(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、銀河(he)德睿(rui)資(zi)本管(guan)理(li)有(you)(you)(you)(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、浙江(jiang)浙期實業有(you)(you)(you)(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、中(zhong)(zhong)國(guo)(guo)(guo)國(guo)(guo)(guo)際金融股(gu)(gu)份(fen)(fen)有(you)(you)(you)(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)的(de)評(ping)價(jia)結果為A。

　　上海證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)交易所滬深300ETF期(qi)(qi)權主做市商在2024年2月21日至2024年3月20日期(qi)(qi)間的評(ping)價(jia)情(qing)況如(ru)下：東方證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)股(gu)份(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)(si)、廣(guang)發(fa)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)股(gu)份(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)(si)、國(guo)泰(tai)君安證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)股(gu)份(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)(si)、華泰(tai)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)股(gu)份(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)(si)、瑞達新控資本(ben)(ben)管(guan)(guan)理有(you)(you)(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)(si)、申萬(wan)宏源證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)有(you)(you)(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)(si)、招商證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)股(gu)份(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)(si)、中泰(tai)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)股(gu)份(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)(si)、中信(xin)(xin)建投證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)股(gu)份(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)(si)、中信(xin)(xin)中證(zheng)(zheng)(zheng)(zheng)資本(ben)(ben)管(guan)(guan)理有(you)(you)(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)(si)、中信(xin)(xin)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)股(gu)份(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)(si)的評(ping)價(jia)結果為(wei)AA；長(chang)江證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)股(gu)份(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)(si)、光(guang)大證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)股(gu)份(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)(si)、國(guo)泰(tai)君安風險管(guan)(guan)理有(you)(you)(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)(si)、國(guo)信(xin)(xin)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)股(gu)份(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)(si)、海通證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)股(gu)份(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)(si)、銀河德(de)睿資本(ben)(ben)管(guan)(guan)理有(you)(you)(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)(si)、浙江浙期(qi)(qi)實業有(you)(you)(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)(si)、中國(guo)國(guo)際(ji)金融股(gu)份(fen)(fen)有(you)(you)(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)(si)(si)(si)的評(ping)價(jia)結果為(wei)A。

　　上海證(zheng)(zheng)(zheng)券(quan)(quan)(quan)交(jiao)易所中(zhong)(zhong)(zhong)證(zheng)(zheng)(zheng)500ETF期(qi)權主做市商(shang)在(zai)2024年2月21日(ri)至2024年3月20日(ri)期(qi)間的(de)評價(jia)(jia)情況如下(xia)：東方證(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)(gu)(gu)(gu)份(fen)(fen)(fen)(fen)有(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)、廣發證(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)(gu)(gu)(gu)份(fen)(fen)(fen)(fen)有(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)、國(guo)泰君安證(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)(gu)(gu)(gu)份(fen)(fen)(fen)(fen)有(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)、華泰證(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)(gu)(gu)(gu)份(fen)(fen)(fen)(fen)有(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)、申萬(wan)宏源(yuan)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)有(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)、招商(shang)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)(gu)(gu)(gu)份(fen)(fen)(fen)(fen)有(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)、中(zhong)(zhong)(zhong)泰證(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)(gu)(gu)(gu)份(fen)(fen)(fen)(fen)有(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)、中(zhong)(zhong)(zhong)信(xin)(xin)建投證(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)(gu)(gu)(gu)份(fen)(fen)(fen)(fen)有(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)、中(zhong)(zhong)(zhong)信(xin)(xin)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)(gu)(gu)(gu)份(fen)(fen)(fen)(fen)有(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)的(de)評價(jia)(jia)結果(guo)為AA；光大證(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)(gu)(gu)(gu)份(fen)(fen)(fen)(fen)有(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)、國(guo)泰君安風險(xian)管理(li)(li)有(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)、國(guo)信(xin)(xin)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)(gu)(gu)(gu)份(fen)(fen)(fen)(fen)有(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)、上海海通資源(yuan)管理(li)(li)有(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)、海通證(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)(gu)(gu)(gu)份(fen)(fen)(fen)(fen)有(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)、銀河德睿資本管理(li)(li)有(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)、浙(zhe)江浙(zhe)期(qi)實業有(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)、中(zhong)(zhong)(zhong)國(guo)國(guo)際金融股(gu)(gu)(gu)(gu)(gu)(gu)份(fen)(fen)(fen)(fen)有(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)、中(zhong)(zhong)(zhong)信(xin)(xin)中(zhong)(zhong)(zhong)證(zheng)(zheng)(zheng)資本管理(li)(li)有(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)的(de)評價(jia)(jia)結果(guo)為A。

　　上(shang)海證(zheng)(zheng)(zheng)(zheng)(zheng)券交(jiao)易所華(hua)夏科創50ETF期(qi)權主做市商在2024年2月(yue)21日至2024年3月(yue)20日期(qi)間的評價(jia)情況如(ru)下：東方證(zheng)(zheng)(zheng)(zheng)(zheng)券股(gu)(gu)(gu)份(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)(si)、廣發證(zheng)(zheng)(zheng)(zheng)(zheng)券股(gu)(gu)(gu)份(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)(si)、華(hua)泰(tai)證(zheng)(zheng)(zheng)(zheng)(zheng)券股(gu)(gu)(gu)份(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)(si)、申萬(wan)宏源(yuan)證(zheng)(zheng)(zheng)(zheng)(zheng)券有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)(si)、招商證(zheng)(zheng)(zheng)(zheng)(zheng)券股(gu)(gu)(gu)份(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)(si)、中(zhong)泰(tai)證(zheng)(zheng)(zheng)(zheng)(zheng)券股(gu)(gu)(gu)份(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)(si)、中(zhong)信(xin)建投證(zheng)(zheng)(zheng)(zheng)(zheng)券股(gu)(gu)(gu)份(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)(si)、中(zhong)信(xin)證(zheng)(zheng)(zheng)(zheng)(zheng)券股(gu)(gu)(gu)份(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)(si)的評價(jia)結果為(wei)AA；光大證(zheng)(zheng)(zheng)(zheng)(zheng)券股(gu)(gu)(gu)份(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)(si)、國(guo)(guo)泰(tai)君安證(zheng)(zheng)(zheng)(zheng)(zheng)券股(gu)(gu)(gu)份(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)(si)、國(guo)(guo)信(xin)證(zheng)(zheng)(zheng)(zheng)(zheng)券股(gu)(gu)(gu)份(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)(si)、上(shang)海海通(tong)資源(yuan)管理有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)(si)、海通(tong)證(zheng)(zheng)(zheng)(zheng)(zheng)券股(gu)(gu)(gu)份(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)(si)、中(zhong)國(guo)(guo)國(guo)(guo)際(ji)金融股(gu)(gu)(gu)份(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)(si)的評價(jia)結果為(wei)A。

　　上海證(zheng)券(quan)(quan)交易(yi)所易(yi)方達科創50ETF期(qi)權主做(zuo)市商在2024年(nian)2月(yue)(yue)21日(ri)(ri)至2024年(nian)3月(yue)(yue)20日(ri)(ri)期(qi)間的(de)評(ping)價(jia)(jia)情況如下：東方證(zheng)券(quan)(quan)股(gu)份(fen)有(you)限(xian)(xian)公(gong)(gong)司(si)、廣發證(zheng)券(quan)(quan)股(gu)份(fen)有(you)限(xian)(xian)公(gong)(gong)司(si)、華泰證(zheng)券(quan)(quan)股(gu)份(fen)有(you)限(xian)(xian)公(gong)(gong)司(si)、申(shen)萬宏源證(zheng)券(quan)(quan)有(you)限(xian)(xian)公(gong)(gong)司(si)、招商證(zheng)券(quan)(quan)股(gu)份(fen)有(you)限(xian)(xian)公(gong)(gong)司(si)、中信建投證(zheng)券(quan)(quan)股(gu)份(fen)有(you)限(xian)(xian)公(gong)(gong)司(si)、中信證(zheng)券(quan)(quan)股(gu)份(fen)有(you)限(xian)(xian)公(gong)(gong)司(si)的(de)評(ping)價(jia)(jia)結(jie)果為(wei)AA；光大證(zheng)券(quan)(quan)股(gu)份(fen)有(you)限(xian)(xian)公(gong)(gong)司(si)、國泰君安證(zheng)券(quan)(quan)股(gu)份(fen)有(you)限(xian)(xian)公(gong)(gong)司(si)、海通證(zheng)券(quan)(quan)股(gu)份(fen)有(you)限(xian)(xian)公(gong)(gong)司(si)、中國國際金融股(gu)份(fen)有(you)限(xian)(xian)公(gong)(gong)司(si)的(de)評(ping)價(jia)(jia)結(jie)果為(wei)A。

　　特此公告。
 

　　上海證券交易所

　　2024年3月29日