上證公告〔2024〕14號

　　根據《上(shang)海(hai)(hai)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)交易所股(gu)(gu)(gu)(gu)票期權試點做(zuo)市商業務指引(yin)》的(de)相關規定(ding)，上(shang)海(hai)(hai)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)交易所上(shang)證(zheng)(zheng)(zheng)50ETF期權主做(zuo)市商在2024年2月21日(ri)至2024年3月20日(ri)期間的(de)評(ping)(ping)價情況(kuang)如下：東(dong)方證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)(gu)(gu)份(fen)有(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)、廣(guang)發證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)(gu)(gu)份(fen)有(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)、國泰(tai)君(jun)(jun)安(an)(an)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)(gu)(gu)份(fen)有(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)、華泰(tai)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)(gu)(gu)份(fen)有(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)、申萬宏源證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)有(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)、招商證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)(gu)(gu)份(fen)有(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)、中(zhong)(zhong)泰(tai)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)(gu)(gu)份(fen)有(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)、中(zhong)(zhong)信(xin)建投(tou)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)(gu)(gu)份(fen)有(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)、中(zhong)(zhong)信(xin)中(zhong)(zhong)證(zheng)(zheng)(zheng)資(zi)本(ben)管(guan)理(li)有(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)、中(zhong)(zhong)信(xin)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)(gu)(gu)份(fen)有(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)的(de)評(ping)(ping)價結果(guo)為(wei)AA；長江證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)(gu)(gu)份(fen)有(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)、光大證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)(gu)(gu)份(fen)有(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)、國泰(tai)君(jun)(jun)安(an)(an)風(feng)險管(guan)理(li)有(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)、國信(xin)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)(gu)(gu)份(fen)有(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)、上(shang)海(hai)(hai)海(hai)(hai)通(tong)資(zi)源管(guan)理(li)有(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)、海(hai)(hai)通(tong)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)(gu)(gu)份(fen)有(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)、銀(yin)河德睿資(zi)本(ben)管(guan)理(li)有(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)、浙江浙期實業有(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)、中(zhong)(zhong)國國際金融股(gu)(gu)(gu)(gu)份(fen)有(you)(you)(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)的(de)評(ping)(ping)價結果(guo)為(wei)A。

　　上海證(zheng)(zheng)券(quan)(quan)交易所滬深300ETF期(qi)權主做市商(shang)在2024年2月(yue)(yue)21日至2024年3月(yue)(yue)20日期(qi)間的評價情況如下(xia)：東方(fang)證(zheng)(zheng)券(quan)(quan)股(gu)(gu)(gu)(gu)(gu)(gu)份(fen)(fen)(fen)(fen)有(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)、廣(guang)發證(zheng)(zheng)券(quan)(quan)股(gu)(gu)(gu)(gu)(gu)(gu)份(fen)(fen)(fen)(fen)有(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)、國(guo)泰君安證(zheng)(zheng)券(quan)(quan)股(gu)(gu)(gu)(gu)(gu)(gu)份(fen)(fen)(fen)(fen)有(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)、華泰證(zheng)(zheng)券(quan)(quan)股(gu)(gu)(gu)(gu)(gu)(gu)份(fen)(fen)(fen)(fen)有(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)、瑞達新控資本(ben)管理有(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)、申(shen)萬宏源證(zheng)(zheng)券(quan)(quan)有(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)、招商(shang)證(zheng)(zheng)券(quan)(quan)股(gu)(gu)(gu)(gu)(gu)(gu)份(fen)(fen)(fen)(fen)有(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)、中(zhong)(zhong)(zhong)泰證(zheng)(zheng)券(quan)(quan)股(gu)(gu)(gu)(gu)(gu)(gu)份(fen)(fen)(fen)(fen)有(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)、中(zhong)(zhong)(zhong)信(xin)(xin)建投證(zheng)(zheng)券(quan)(quan)股(gu)(gu)(gu)(gu)(gu)(gu)份(fen)(fen)(fen)(fen)有(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)、中(zhong)(zhong)(zhong)信(xin)(xin)中(zhong)(zhong)(zhong)證(zheng)(zheng)資本(ben)管理有(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)、中(zhong)(zhong)(zhong)信(xin)(xin)證(zheng)(zheng)券(quan)(quan)股(gu)(gu)(gu)(gu)(gu)(gu)份(fen)(fen)(fen)(fen)有(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)的評價結果為AA；長江證(zheng)(zheng)券(quan)(quan)股(gu)(gu)(gu)(gu)(gu)(gu)份(fen)(fen)(fen)(fen)有(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)、光大證(zheng)(zheng)券(quan)(quan)股(gu)(gu)(gu)(gu)(gu)(gu)份(fen)(fen)(fen)(fen)有(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)、國(guo)泰君安風險管理有(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)、國(guo)信(xin)(xin)證(zheng)(zheng)券(quan)(quan)股(gu)(gu)(gu)(gu)(gu)(gu)份(fen)(fen)(fen)(fen)有(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)、海通(tong)證(zheng)(zheng)券(quan)(quan)股(gu)(gu)(gu)(gu)(gu)(gu)份(fen)(fen)(fen)(fen)有(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)、銀河德睿資本(ben)管理有(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)、浙江浙期(qi)實業有(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)、中(zhong)(zhong)(zhong)國(guo)國(guo)際金融股(gu)(gu)(gu)(gu)(gu)(gu)份(fen)(fen)(fen)(fen)有(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)的評價結果為A。

　　上海(hai)(hai)證(zheng)券(quan)(quan)(quan)交易所中(zhong)證(zheng)500ETF期權主做市(shi)商在2024年2月21日(ri)(ri)至2024年3月20日(ri)(ri)期間的評價(jia)情(qing)況(kuang)如(ru)下：東方證(zheng)券(quan)(quan)(quan)股(gu)份(fen)(fen)(fen)有(you)(you)(you)限(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、廣發(fa)證(zheng)券(quan)(quan)(quan)股(gu)份(fen)(fen)(fen)有(you)(you)(you)限(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、國(guo)泰(tai)君安(an)證(zheng)券(quan)(quan)(quan)股(gu)份(fen)(fen)(fen)有(you)(you)(you)限(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、華泰(tai)證(zheng)券(quan)(quan)(quan)股(gu)份(fen)(fen)(fen)有(you)(you)(you)限(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、申(shen)萬宏(hong)源證(zheng)券(quan)(quan)(quan)有(you)(you)(you)限(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、招商證(zheng)券(quan)(quan)(quan)股(gu)份(fen)(fen)(fen)有(you)(you)(you)限(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、中(zhong)泰(tai)證(zheng)券(quan)(quan)(quan)股(gu)份(fen)(fen)(fen)有(you)(you)(you)限(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、中(zhong)信建投證(zheng)券(quan)(quan)(quan)股(gu)份(fen)(fen)(fen)有(you)(you)(you)限(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、中(zhong)信證(zheng)券(quan)(quan)(quan)股(gu)份(fen)(fen)(fen)有(you)(you)(you)限(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)的評價(jia)結(jie)果為(wei)AA；光大證(zheng)券(quan)(quan)(quan)股(gu)份(fen)(fen)(fen)有(you)(you)(you)限(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、國(guo)泰(tai)君安(an)風險管理(li)有(you)(you)(you)限(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、國(guo)信證(zheng)券(quan)(quan)(quan)股(gu)份(fen)(fen)(fen)有(you)(you)(you)限(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、上海(hai)(hai)海(hai)(hai)通資(zi)源管理(li)有(you)(you)(you)限(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、海(hai)(hai)通證(zheng)券(quan)(quan)(quan)股(gu)份(fen)(fen)(fen)有(you)(you)(you)限(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、銀河德睿資(zi)本管理(li)有(you)(you)(you)限(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、浙江(jiang)浙期實業(ye)有(you)(you)(you)限(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、中(zhong)國(guo)國(guo)際金融(rong)股(gu)份(fen)(fen)(fen)有(you)(you)(you)限(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、中(zhong)信中(zhong)證(zheng)資(zi)本管理(li)有(you)(you)(you)限(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)的評價(jia)結(jie)果為(wei)A。

　　上(shang)海(hai)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)交(jiao)易所華夏科創50ETF期權主(zhu)做市(shi)商在2024年2月21日至(zhi)2024年3月20日期間(jian)的(de)評(ping)價情(qing)況如(ru)下：東方證(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)份(fen)(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)公司(si)(si)、廣發證(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)份(fen)(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)公司(si)(si)、華泰(tai)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)份(fen)(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)公司(si)(si)、申萬(wan)宏源證(zheng)(zheng)(zheng)券(quan)(quan)(quan)有(you)(you)(you)(you)限(xian)(xian)(xian)公司(si)(si)、招商證(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)份(fen)(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)公司(si)(si)、中(zhong)泰(tai)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)份(fen)(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)公司(si)(si)、中(zhong)信(xin)建投證(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)份(fen)(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)公司(si)(si)、中(zhong)信(xin)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)份(fen)(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)公司(si)(si)的(de)評(ping)價結果(guo)為(wei)AA；光大證(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)份(fen)(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)公司(si)(si)、國泰(tai)君安證(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)份(fen)(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)公司(si)(si)、國信(xin)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)份(fen)(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)公司(si)(si)、上(shang)海(hai)海(hai)通資源管理(li)有(you)(you)(you)(you)限(xian)(xian)(xian)公司(si)(si)、海(hai)通證(zheng)(zheng)(zheng)券(quan)(quan)(quan)股(gu)份(fen)(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)公司(si)(si)、中(zhong)國國際金融股(gu)份(fen)(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)公司(si)(si)的(de)評(ping)價結果(guo)為(wei)A。

　　上海(hai)證(zheng)券(quan)(quan)(quan)交易所易方(fang)(fang)達科創(chuang)50ETF期(qi)權(quan)主做市(shi)商(shang)在2024年2月(yue)21日至2024年3月(yue)20日期(qi)間的評(ping)價(jia)(jia)情況(kuang)如下：東方(fang)(fang)證(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)(gu)份(fen)(fen)有(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)、廣發證(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)(gu)份(fen)(fen)有(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)、華泰證(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)(gu)份(fen)(fen)有(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)、申萬宏源證(zheng)券(quan)(quan)(quan)有(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)、招商(shang)證(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)(gu)份(fen)(fen)有(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)、中(zhong)信(xin)建投證(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)(gu)份(fen)(fen)有(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)、中(zhong)信(xin)證(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)(gu)份(fen)(fen)有(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)的評(ping)價(jia)(jia)結果(guo)為AA；光(guang)大證(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)(gu)份(fen)(fen)有(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)、國泰君安證(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)(gu)份(fen)(fen)有(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)、海(hai)通證(zheng)券(quan)(quan)(quan)股(gu)(gu)(gu)(gu)份(fen)(fen)有(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)、中(zhong)國國際(ji)金(jin)融股(gu)(gu)(gu)(gu)份(fen)(fen)有(you)(you)(you)限(xian)(xian)公(gong)(gong)司(si)(si)的評(ping)價(jia)(jia)結果(guo)為A。

　　特此公告。
 

　　上海證券交易所

　　2024年3月29日(ri)